Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
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Sh Price $
Lqdty M$
Date
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Trade Date
  
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2025-12-10
STEPStepstone Group Inc.McCabe Michael IHead of StrategyS - Sale$66.18-192,0523,271,793-6%-$12,709,729
2025-12-10
CGCarlyle Group Inc.Rubenstein David M.DirS - Sale$56.55-625,00027,999,644-2%-$35,343,750
2025-12-11
VRTSVirtus Investment Partners, Inc.Fleming Susan S.DirS - Sale$168.29-2,95913,677-18%-$497,981
2025-12-10
APOApollo Global Management, Inc.Chatterjee WhitneyGCS - Sale$146.03-8,50074,692-10%-$1,241,257
2025-12-12
FHIFederated Hermes, Inc.Dudiak Dolores DVPS - Sale$52.24-5,00083,223-6%-$261,192
2025-12-10
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$16.55-8,341492,359-2%-$138,039
2025-12-09
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$16.41-1,764500,7000%-$28,941
2025-12-09
EVREvercore Inc.Carlton Pamela GDirS - Sale$343.11-1923,481-5%-$65,877
2025-12-10
TROWPrice T Rowe Group IncHusain ArifVPS - Sale$101.96-4,26047,102-8%-$434,336
2025-12-10
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.00+229,303,5610%+$594
2025-12-09
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.00+229,303,5390%+$594
2025-12-08
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$16.45-1,602502,4640%-$26,346
2025-12-08
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$26.73+229,303,5170%+$588
D
2025-12-04
FOAFinance of America Companies Inc.Blackstone Tactical Opportunities Fund - U - Nq L.L.C.10%S - Sale+OE$10.00-1,596,1421,596,142-50%-$15,961,420
2025-12-05
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$16.44-1,351504,0660%-$22,210
2025-12-05
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.75+229,303,4950%+$611
2025-12-04
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.75+229,303,4730%+$611
2025-12-03
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.00+229,303,4510%+$594
2025-12-01
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$131.41-6,000349,604-2%-$788,434
2025-12-01
OWLBlue Owl Capital Inc.Kirshenbaum AlanCFOP - Purchase$14.87+33,67033,670New+$500,808
M
2025-12-01
OWLBlue Owl Capital Inc.Ostrover Douglas ICo-CEOP - Purchase$15.06+158,000158,000New+$2,379,469
M
2025-12-01
OWLBlue Owl Capital Inc.Lipschultz Marc SCo-CEOP - Purchase$15.06+158,000158,000New+$2,379,469
M
2025-12-01
OWLBlue Owl Capital Inc.Packer CraigCo-PresP - Purchase$15.06+125,00031,000-133%+$1,882,492
2025-12-02
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.23+229,303,4290%+$599
2025-12-01
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.00+229,303,4070%+$594
M
2025-11-26
SAMGSilvercrest Asset Management Group Inc.Gray John AllenMDP - Purchase$13.71+21,78542,895+103%+$298,762
M
2025-11-26
ARESAres Management CorpArougheti Michael JCo-Founder, CEOS - Sale$155.59-290,9971,400,000-17%-$45,274,799
M
2025-11-26
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$17.00-139505,4170%-$2,363
M
2025-11-28
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.17+6,404147,641+5%+$33,082
2025-11-28
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.23+229,303,3850%+$599
2025-11-26
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.23+249,303,3630%+$654
M
2025-11-24
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$212.90-1,60214,698,9420%-$341,059
2025-11-25
STEPStepstone Group Inc.Hart Scott WCEOS - Sale$61.70-10,0003,132,6650%-$617,000
M
2025-11-25
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.17+9,420141,237+7%+$48,742
2025-11-25
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.00+249,303,3390%+$648
2025-11-25
HKHCHorizon Kinetics Holding CorpRosenthal Brent DDirP - Purchase$27.28+3001,000+43%+$8,184
M
2025-11-24
ARESAres Management CorpArougheti Michael JCo-Founder, CEOS - Sale$151.77-299,0031,690,997-15%-$45,380,330
2025-11-21
AMPAmeriprise Financial IncSharpe Robert Francis JrDirS - Sale$450.95-1,50012,977-10%-$676,418
2025-11-24
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$28.00+249,303,3150%+$672
D
2025-11-21
PXP10, Inc.Poston Edwin A.See RemarksS - Sale+OE$9.02-18,4272,980,697-1%-$166,175
D
2025-11-21
PXP10, Inc.Williams MelSee Remarks, 10%S - Sale+OE$9.02-18,4274,090,0190%-$166,175
M
2025-11-20
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$211.06-14,50014,700,5440%-$3,060,315
M
2025-11-21
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.11+10,290131,817+8%+$52,577
2025-11-21
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$28.25+259,303,2910%+$706
2025-11-20
BENFranklin Resources IncJohnson Charles B10%P - Purchase$21.20+50,00094,222,4360%+$1,060,000
2025-11-20
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.50+249,303,2660%+$660
2025-11-20
HKHCHorizon Kinetics Holding CorpHerndon MarkCFOP - Purchase$29.00+100120+500%+$2,900
2025-11-19
CNSCohen & Steers, Inc.Steers Robert HamiltonExec COB, 10%P - Purchase$59.88+25,00011,990,6820%+$1,496,880
M
2025-11-18
CNSCohen & Steers, Inc.Cohen MartinDir, 10%P - Purchase$59.82+100,0009,020,666+1%+$5,982,412
M
2025-11-19
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.11+12,096121,527+11%+$61,812
M
2025-11-18
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$208.77-14,50014,715,0440%-$3,027,194
2025-11-19
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Federated Hermes LimitedS - Sale$47.85-4,461161,578-3%-$213,447
2025-11-19
FHIFederated Hermes, Inc.Dudiak Dolores DVPS - Sale$47.87-99988,223-1%-$47,825
2025-11-19
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$47.85-1,24957,500-2%-$59,766
2025-11-19
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$47.85-6,856217,468-3%-$328,093
2025-11-19
FHIFederated Hermes, Inc.Fisher John BVPS - Sale$47.87-7,638534,197-1%-$365,596
2025-11-19
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$47.86-70731,889-2%-$33,834
2025-11-19
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$47.85-6,496327,434-2%-$310,821
2025-11-19
FHIFederated Hermes, Inc.Zierden Theodore W IIIVPS - Sale$47.84-3,721151,856-2%-$178,023
2025-11-18
BENFranklin Resources IncJohnson Charles B10%P - Purchase$21.49+50,00094,172,4360%+$1,074,475
M
2025-11-14
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$213.03-8,03914,729,5440%-$1,712,512
M
2025-11-17
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.14+11,844109,431+12%+$60,882
M
2025-11-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$215.16-14,09814,737,5830%-$3,033,380
M
2025-11-13
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.06+13,72997,587+16%+$69,484
M
2025-11-11
STEPStepstone Group Inc.Fernandez Jose ACo-COOS - Sale$62.12-211,2104,833,777-4%-$13,120,536
2025-11-10
BXBlackstone Inc.Porat RuthDirP - Purchase$146.24+40247,840+1%+$58,835
2025-11-10
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$17.00-370505,5560%-$6,290
M
2025-11-11
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.01+8,12483,858+11%+$40,721
M
2025-11-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$214.26-21,75014,751,6810%-$4,660,150
D
2025-11-07
HLNEHamilton Lane IncDelgado-Moreira JuanCo-CEO, 10%P - Purchase$130.35+8,0001,328,822+1%+$1,042,832
2025-11-07
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$49.22-5,000206,324-2%-$246,121
M
2025-11-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$211.24-11,34314,773,4310%-$2,396,136
M
2025-11-03
CNSCohen & Steers, Inc.Steers Robert HamiltonExec COB, 10%P - Purchase$67.98+100,88811,965,682+1%+$6,858,772
2025-11-04
BXBlackstone Inc.Breyer JamesDirP - Purchase$143.86+13,90068,906+25%+$1,999,635
M
2025-11-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$212.82-14,16814,784,7740%-$3,015,197
2025-11-03
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Federated Hermes LimitedS - Sale$48.54-15,000157,039-9%-$728,154
2025-10-31
IVZInvesco Ltd.Sharp Douglas JSenior MDS - Sale$23.56-160,000192-100%-$3,768,832
2025-10-29
BXBlackstone Inc.Breyer JamesDirP - Purchase$151.23+13,17055,006+31%+$1,991,699
2025-10-27
STEPStepstone Group Inc.Hart Scott WCEOS - Sale$64.34-10,0003,142,6650%-$643,400
2025-10-22
BTSGBrightspring Health Services, Inc.Kkr Group Partnership L.P.10%S - Sale$28.78-14,745,00061,942,032-19%-$424,390,590
M
2025-10-20
CNSCohen & Steers, Inc.Steers Robert HamiltonExec COB, 10%P - Purchase$70.21+40,53911,864,7940%+$2,846,316
D
2025-10-06
GCMGGcm Grosvenor Inc.Lutnick Howard W10%S - Sale+OE$0.00-6,451,5350-100%-$0
2025-10-01
ARESAres Management CorpSagati Aghili NaseemGCS - Sale$155.97-21,000255,397-8%-$3,275,370
2025-09-26
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$11.25-25,000300,000-8%-$281,170
2025-09-29
HNNAHennessy Advisors IncNewton KieraDirS - Sale$10.73-39016,865-2%-$4,185
2025-09-25
STEPStepstone Group Inc.Hart Scott WCEOS - Sale$64.70-10,0003,152,6650%-$646,990
2025-09-25
BXBlackstone Inc.Baratta JosephDirS - Sale$175.70-113,000695,757-14%-$19,853,483
2025-09-23
PXP10, Inc.Williams MelSee Remarks, 10%S - Sale$12.03-66,2184,090,019-2%-$796,271
2025-09-23
HNNAHennessy Advisors IncNewton KieraDirS - Sale$11.00-317,2550%-$33
2025-09-23
PXP10, Inc.Poston Edwin A.See remarks, 10%S - Sale$12.07-25,0002,980,697-1%-$301,750
2025-09-23
DHILDiamond Hill Investment Group IncThomas L'QuentusDirS - Sale$141.10-2502,534-9%-$35,275
2025-09-19
PXP10, Inc.McCoy David M.See RemarksS - Sale$12.08-44,000170,323-21%-$531,520
D
2025-09-22
TROWPrice T Rowe Group IncMaclellan Robert F.DirS - Sale+OE$105.01-3,09047,335-6%-$324,466
M
2025-09-18
PXP10, Inc.Poston Edwin A.See remarks, 10%S - Sale$12.13-107,9763,005,697-3%-$1,309,897
2025-09-17
PXP10, Inc.Williams MelSee Remarks, 10%S - Sale$12.02-23,4944,156,237-1%-$282,445
D
2025-09-16
HLIHoulihan Lokey, Inc.Gold IrwinCO-COB, 10%S - Sale+OE$202.75-6,8110-100%-$1,380,930
D
2025-09-16
LAZLazard, Inc.Orszag Peter RichardCEO, COBS - Sale+OE$54.09-32,475183,274-15%-$1,756,573
2025-09-12
TURN180 Degree Capital Corp. /Ny/Rendino KevinFormer Director and CEOS - Sale$0.00-789,2990-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Wolfe Daniel BFormer Director and PresidentS - Sale$0.00-252,0000-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Bigelow Robert E IIIFormer OfficerS - Sale$0.00-133,0050-100%-$0

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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